Legal Disclosures & Risk Statements

Important information about our services and associated risks

Regulatory Disclosures

FCA Regulation

Exclusive Market Ltd is authorized and regulated by the Financial Conduct Authority (FCA) in the United Kingdom (Firm Reference Number: 123456). Our activities are governed by the FCA Handbook rules.

Investor Compensation

Eligible clients are protected up to £85,000 under the UK Financial Services Compensation Scheme (FSCS) for claims against regulated firms that are unable to meet their obligations.

Cross-Border Services

Our services may be restricted in certain jurisdictions. It is your responsibility to ensure compliance with local laws and regulations before engaging with our services.

Risk Disclosures

General Investment Risks

All investments carry risk, including the potential loss of principal. Past performance is not indicative of future results. The value of investments may fluctuate.

Leverage Risk

Margin trading and leveraged products can magnify both gains and losses. You may lose more than your initial investment.

Market Volatility

Financial markets are subject to rapid price movements influenced by economic, political and other factors beyond our control.

Legal Disclosures

No Investment Advice

The information provided on our platforms does not constitute investment advice, financial advice, or any other type of advice.

Accuracy of Information

While we strive for accuracy, we do not warrant the completeness or accuracy of any information provided and accept no liability for any errors or omissions.

Third-Party Links

Links to third-party websites are provided for convenience only. We have no control over and accept no responsibility for their content.

Detailed Disclosures

Our Order Execution Policy describes how we execute client orders and seek to obtain the best possible result when executing orders on behalf of clients. Key aspects include:

  • Execution factors we consider (price, costs, speed, likelihood, etc.)
  • Our approach to different order types
  • How we select execution venues
  • Monitoring and review procedures

We maintain policies and procedures to identify, monitor and manage potential conflicts of interest that may arise between:

  • Ourselves and our clients
  • Different clients
  • Our employees and clients

Where conflicts cannot be prevented, we ensure fair treatment of clients through disclosure, internal barriers, or other appropriate measures.

Our complaints handling procedure ensures all client complaints are handled fairly, consistently and promptly. Key elements include:

  • Written acknowledgment within 5 business days
  • Thorough investigation by our Compliance team
  • Final response within 8 weeks
  • Right to refer to the Financial Ombudsman Service if unsatisfied

Our remuneration policy is designed to avoid conflicts of interest and ensure staff incentives align with client interests and long-term firm stability. The policy covers:

  • Fixed and variable compensation structures
  • Performance assessment criteria
  • Deferral arrangements for significant variable remuneration
  • Clawback provisions